UKLA head: : what's next for capital markets regulation.

• Localización: International financial law review, ISSN-e 0262-6969, Vol. 33, Nº. 5 (Jun2014), 2014
• Idioma: inglés
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• Resumen

  • The article focuses on UK Listing Authority (UKLA) head Marc Teasdale's comments on some key concerns raised by investment banks and financial advisory firms about the capital markets supervision in Great Britain. Topics discussed include the changes to the sponsor regime including making explicit some basic assumptions that will ensure proper operation of the regime and his expectation that majority of sponsor firms will agree with the basic premise.