Finra bond broker fee rules to stifle mark-ups

• Autores: Edward Price
• Localización: International financial law review, ISSN-e 0262-6969, Vol. 35, Nº. 12 (3/28/2016), 2016
• Idioma: inglés
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• Resumen

  • The regulator has approved a proposal requiring member firms to disclose any mark-up or mark-down for transactions in corporate and agency debt securities