Proposed regulations for reg D financing

• Autores: Stephen Barlas
• Localización: Strategic Finance, ISSN-e 1524-833X, Vol. 98, Nº. 1, 2016
• Idioma: inglés
• Texto completo no disponible (Saber más ...)
• Resumen

  • The SEC finalized a rule doing that in 2013 but at the same time voted to propose rules that could mitigate the risk to ordinary investors from Rule 506 offerings, such as making the pre-filing of Form D required and imposing meaningful penalties on issuers who fail to file a Form D. The Private Placement Improvement Act (H.R. 4852) would essentially prohibit the SEC from moving forward with that proposed rule.