Finra's broker-dealer requirements unpicked.

• Localización: International financial law review, ISSN-e 0262-6969, Vol. 35, Nº. 44 (11/7/2016), 2016, 1 págs.
• Idioma: inglés
• Texto completo no disponible (Saber más ...)
• Resumen

  • Non-US buyers need to familiarise themselves with a host of Finra requirements if they are involved with a US-registered broker dealer [ABSTRACT FROM AUTHOR]